SFC Licences of CHEN Yu 陳昱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 07 January 2022 | |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 4 | 07 January 2022 | |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 9 | 13 July 2020 | 17 December 2021 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 4 | 13 July 2020 | 17 December 2021 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 14 December 2018 | 30 June 2020 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 14 December 2018 | 30 June 2020 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 14 December 2018 | 30 June 2020 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 15 November 2016 | 15 January 2018 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 14 November 2014 | 14 November 2016 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 14 November 2014 | 14 November 2016 |