SFC Licences of CHEN Yu 陳昱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4, 9 07 January 2022
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司
RE 4, 9 13 July 2020 17 December 2021
CMBC Asset Management Company Limited 民銀資產管理有限公司
RE 9 14 December 2018 30 June 2020
CMBC Securities Company Limited 民銀證券有限公司
RE 1, 4 14 December 2018 30 June 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RE 1 15 November 2016 15 January 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司
RE 1 14 November 2014 14 November 2016
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司
RE 2 14 November 2014 14 November 2016