SFC Licences of LEE Cartlina Mi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 16 February 2021 | |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 16 February 2021 | |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 15 January 2021 | |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 11 February 2015 | 30 September 2020 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 7 | 11 February 2015 | 30 November 2015 |