SFC Licences of LEE Cartlina Mi

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Instinet Pacific Limited 極訊亞太有限公司 RE 4 16 February 2021
Instinet Pacific Limited 極訊亞太有限公司 RE 7 16 February 2021
Instinet Pacific Limited 極訊亞太有限公司 RE 1 15 January 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 11 February 2015 30 September 2020
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 11 February 2015 30 November 2015