SFC Licences of CHAU Alexandre Gia-hon 周加豐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 9 15 September 2017 30 September 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 20 November 2014 14 May 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 20 November 2014 14 May 2016