SFC Licences of CHAU Alexandre Gia-hon 周加豐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 9 | 15 September 2017 | 30 September 2022 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 November 2014 | 14 May 2016 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 20 November 2014 | 14 May 2016 |