SFC Licences of KHO Wai 許維

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TransAsia Private Capital Limited 寰亞資本管理有限公司 RE 9 05 February 2021
TransAsia Private Capital Limited 寰亞資本管理有限公司 RE 4 05 February 2021
TransAsia Private Capital Limited 寰亞資本管理有限公司 RE 1 05 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 04 August 2016 16 March 2020
Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 RE 6 04 August 2016 30 November 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 December 2014 16 March 2020