SFC Licences of LIU Xiaomeng 劉笑夢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lazard Asset Management (Hong Kong) Limited | RO | 4 | 06 March 2018 | |
Lazard Asset Management (Hong Kong) Limited | RO | 1 | 06 March 2018 | |
Lazard Asset Management (Hong Kong) Limited | RE | 4 | 14 February 2018 | 06 March 2018 |
Lazard Asset Management (Hong Kong) Limited | RE | 1 | 14 February 2018 | 06 March 2018 |
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RO | 9 | 22 July 2016 | 09 February 2018 |
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RO | 4 | 22 July 2016 | 09 February 2018 |
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RO | 1 | 22 July 2016 | 09 February 2018 |
PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 | RO | 9 | 16 April 2015 | 26 May 2016 |
PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 | RO | 4 | 16 April 2015 | 26 May 2016 |