SFC Licences of LIU Xiaoji 劉小吉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Chiyu International Capital Limited 集友國際資本有限公司	RO	6	28 August 2019	14 February 2023
Chiyu International Capital Limited 集友國際資本有限公司	RO	4	28 August 2019
Chiyu International Capital Limited 集友國際資本有限公司	RO	1	28 August 2019
Chiyu International Capital Limited 集友國際資本有限公司	RE	6	15 July 2019	28 August 2019
Chiyu International Capital Limited 集友國際資本有限公司	RE	4	15 July 2019	28 August 2019
Chiyu International Capital Limited 集友國際資本有限公司	RE	1	15 July 2019	28 August 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	6	02 January 2019	08 March 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	13 December 2017	02 January 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	13 September 2017	08 March 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	13 September 2017	08 March 2019
Natixis Asia Limited	RE	4	08 March 2017	19 May 2017
Natixis Asia Limited	RE	1	08 March 2017	19 May 2017
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	21 November 2014	01 January 2017