SFC Licences of LAU Clara Hiu Yan 劉曉茵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 6 21 November 2014 19 June 2015
Merrill Lynch Far East Limited RE 4 21 November 2014 19 June 2015
Merrill Lynch Far East Limited RE 1 21 November 2014 19 June 2015
Merrill Lynch (Asia Pacific) Limited RE 6 21 November 2014 19 June 2015
Merrill Lynch (Asia Pacific) Limited RE 4 21 November 2014 19 June 2015
Merrill Lynch (Asia Pacific) Limited RE 1 21 November 2014 19 June 2015