SFC Licences of LAU Clara Hiu Yan 劉曉茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 6 | 21 November 2014 | 19 June 2015 |
Merrill Lynch Far East Limited | RE | 4 | 21 November 2014 | 19 June 2015 |
Merrill Lynch Far East Limited | RE | 1 | 21 November 2014 | 19 June 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 21 November 2014 | 19 June 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 21 November 2014 | 19 June 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 November 2014 | 19 June 2015 |