SFC licenceholder BEN354 MING Jia 明佳

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2020-10-15
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-06-16 2020-07-02
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 (Advising on Securities), 5 (Advising on Futures Contracts), 9 (Asset Management) 2020-06-16 2020-07-02
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 (Advising on Securities), 9 (Asset Management), 5 (Advising on Futures Contracts) 2020-06-16 2020-07-02
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-06-09 2020-06-09
Haitong International Securities Company Limited 海通國際證券有限公司 RO 4 (Advising on Securities), 1 (Dealing in Securities) 2020-03-16 2020-06-09
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-03-28 2020-03-16
CDH Investments Management (Hong Kong) Limited RO 9 (Asset Management) 2015-02-26 2017-06-30