SFC Licences of WORTHINGTON Robert Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 1 | 15 January 2024 | |
UBS Asset Management (Hong Kong) Limited | RO | 9 | 07 July 2020 | 07 January 2022 |
UBS Asset Management (Hong Kong) Limited | RO | 4 | 07 July 2020 | 07 January 2022 |
UBS Asset Management (Hong Kong) Limited | RO | 1 | 07 July 2020 | 07 January 2022 |
UBS Asset Management (Hong Kong) Limited | RE | 9 | 07 August 2017 | 07 July 2020 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 07 August 2017 | 07 July 2020 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 07 August 2017 | 07 July 2020 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 20 November 2014 | 27 June 2017 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 20 November 2014 | 27 June 2017 |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 20 November 2014 | 27 June 2017 |