SFC Licences of CAO Weijian 曹偉健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 29 August 2023 | |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 29 August 2023 | |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 15 March 2022 | 08 March 2023 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 15 March 2022 | 08 March 2023 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 24 November 2014 | 15 January 2021 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 24 November 2014 | 15 January 2021 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 24 November 2014 | 15 January 2021 |