SFC Licences of CHANG Cheng Yao 張承堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 19 November 2019 | |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 3 | 16 August 2016 | 16 February 2018 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 2 | 11 May 2016 | 16 February 2018 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 1 | 07 April 2016 | 16 February 2018 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 6 | 21 August 2015 | 19 November 2015 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 1 | 21 August 2015 | 19 November 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 27 November 2014 | 10 August 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 November 2014 | 10 August 2015 |