SFC Licences of OLIVER Niki
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 04 April 2019 | 10 April 2019 |
| UBS Securities Asia Limited | RE | 4 | 30 May 2018 | 02 June 2018 |
| UBS Securities Asia Limited | RE | 4 | 03 November 2015 | 05 November 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 December 2014 | 02 December 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 01 December 2014 | 02 December 2014 |
| Merrill Lynch Far East Limited | RE | 2 | 01 December 2014 | 02 December 2014 |