SFC Licences of ARYA Vivek

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 4 10 March 2023 13 March 2023
Merrill Lynch (Asia Pacific) Limited RE 4 15 March 2019 19 March 2019
Merrill Lynch (Asia Pacific) Limited RE 4 12 March 2018 13 March 2018
Merrill Lynch (Asia Pacific) Limited RE 1 12 March 2018 13 March 2018
Merrill Lynch (Asia Pacific) Limited RE 4 23 March 2017 24 March 2017
Merrill Lynch (Asia Pacific) Limited RE 1 23 March 2017 24 March 2017
Merrill Lynch (Asia Pacific) Limited RE 4 17 March 2016 18 March 2016
Merrill Lynch (Asia Pacific) Limited RE 1 17 March 2016 18 March 2016
Merrill Lynch (Asia Pacific) Limited RE 4 02 December 2015 03 December 2015
Merrill Lynch (Asia Pacific) Limited RE 1 02 December 2015 03 December 2015
Merrill Lynch (Asia Pacific) Limited RE 4 19 March 2015 20 March 2015
Merrill Lynch (Asia Pacific) Limited RE 1 19 March 2015 20 March 2015
Merrill Lynch (Asia Pacific) Limited RE 4 09 December 2014 10 December 2014
Merrill Lynch (Asia Pacific) Limited RE 1 09 December 2014 10 December 2014