SFC Licences of KIM Minkyu 金旻奎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 10 January 2019 | |
UBS Securities Asia Limited | RE | 1 | 10 January 2019 | |
UBS Securities Asia Limited | RE | 1 | 10 September 2018 | 15 September 2018 |
UBS Securities Asia Limited | RE | 1 | 20 June 2018 | 22 June 2018 |
UBS Securities Asia Limited | RE | 1 | 01 February 2018 | 07 February 2018 |
UBS Securities Asia Limited | RE | 1 | 14 November 2017 | 17 November 2017 |
UBS Securities Asia Limited | RE | 1 | 08 September 2017 | 16 September 2017 |
UBS Securities Asia Limited | RE | 1 | 22 June 2017 | 28 June 2017 |
UBS Securities Asia Limited | RE | 1 | 20 June 2016 | 25 June 2016 |
UBS Securities Asia Limited | RE | 1 | 15 March 2016 | 18 March 2016 |
UBS Securities Asia Limited | RE | 1 | 27 January 2016 | 29 January 2016 |
UBS Securities Asia Limited | RE | 1 | 06 October 2015 | 11 October 2015 |
UBS Securities Asia Limited | RE | 1 | 22 May 2015 | 29 May 2015 |
UBS Securities Asia Limited | RE | 1 | 12 March 2015 | 18 March 2015 |
UBS Securities Asia Limited | RE | 1 | 04 February 2015 | 07 February 2015 |
UBS Securities Asia Limited | RE | 1 | 01 December 2014 | 06 December 2014 |