SFC Licences of CARTER Damon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 2 | 29 January 2018 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 1 | 29 January 2018 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 03 November 2017 | 29 January 2018 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 03 November 2017 | 29 January 2018 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 18 November 2016 | 25 November 2016 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 26 January 2016 | 03 February 2016 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 02 December 2014 | 10 December 2014 |