SFC Licences of CHUA Hei Tung 蔡曦桐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1 10 May 2022
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
RE 2 10 May 2022
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司
RE 1 08 July 2019 19 April 2022
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司
RE 4 08 July 2019 15 October 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1, 4, 9 03 October 2018 30 May 2019
SPDB International Capital Limited 浦銀國際融資有限公司
RE 1 15 September 2017 17 September 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 29 July 2016 24 July 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 20 October 2015 24 July 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 1, 4 27 November 2014 26 September 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 2 27 November 2014 26 September 2015