SFC Licences of CHUA Hei Tung 蔡曦桐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RE | 1 | 10 May 2022 | |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RE | 2 | 10 May 2022 | |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
RE | 1 | 08 July 2019 | 19 April 2022 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
RE | 4 | 08 July 2019 | 15 October 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RE | 1, 4, 9 | 03 October 2018 | 30 May 2019 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RE | 1 | 15 September 2017 | 17 September 2018 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 29 July 2016 | 24 July 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 20 October 2015 | 24 July 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RE | 1, 4 | 27 November 2014 | 26 September 2015 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RE | 2 | 27 November 2014 | 26 September 2015 |