SFC Licences of ZHANG Shuo 張槊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 27 February 2019 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 27 February 2019 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 10 October 2017 | 19 January 2019 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 10 October 2017 | 19 January 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 10 October 2017 | 19 January 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 10 October 2017 | 19 January 2019 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 03 December 2014 | 01 September 2017 |