SFC Licences of ZHANG Shuo 張槊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 27 February 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 27 February 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 6 10 October 2017 19 January 2019
CLSA Limited 中信里昂證券有限公司 RE 4 10 October 2017 19 January 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 4 10 October 2017 19 January 2019
CLSA Limited 中信里昂證券有限公司 RE 1 10 October 2017 19 January 2019
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 03 December 2014 01 September 2017