SFC Licences of ABE Kenji
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 25 January 2016 | 29 January 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 January 2016 | 29 January 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 July 2015 | 07 July 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 July 2015 | 07 July 2015 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 04 December 2014 | 12 December 2014 |