SFC Licences of OKAZAKI Shin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 October 2016 | 13 March 2023 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 23 June 2015 | 27 June 2015 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 11 February 2015 | 14 February 2015 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 04 December 2014 | 09 December 2014 |