SFC Licences of WANG Daiwei 王黛瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 14 September 2018 | |
First Shanghai Capital Limited 第一上海融資有限公司 | RE | 6 | 05 October 2016 | 31 August 2018 |
KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 6 | 03 December 2014 | 29 September 2016 |
KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 1 | 03 December 2014 | 29 September 2016 |