SFC Licences of PENG Fengyi 彭丰藝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 | RE | 4 | 09 June 2020 | |
China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 | RE | 9 | 06 May 2020 | |
China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 | RE | 1 | 06 May 2020 | |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 9 | 04 October 2018 | 31 March 2020 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 08 April 2016 | 31 March 2020 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 6 | 08 April 2016 | 31 August 2018 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 04 December 2014 | 04 April 2016 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 04 December 2014 | 04 April 2016 |