SFC Licences of NG Ting Cheong 吳定昌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
United Zone Investment Limited 聯際投資有限公司 RO 9 01 March 2022 03 May 2024
United Zone Investment Limited 聯際投資有限公司 RO 4 01 March 2022 03 May 2024
United Zone Investment Limited 聯際投資有限公司 RO 2 01 March 2022 03 May 2024
United Zone Investment Limited 聯際投資有限公司 RO 1 01 March 2022 03 May 2024
SunPlus Capital Limited 新領資本有限公司 RO 9 08 September 2020 29 November 2021
SunPlus Capital Limited 新領資本有限公司 RO 4 08 September 2020 29 November 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 19 September 2018 31 March 2020
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 19 September 2018 31 March 2020
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 17 May 2018 02 September 2018
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 08 January 2018 02 September 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 23 November 2017 02 September 2018
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 15 September 2017 02 September 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 15 September 2017 02 September 2018
Fulbright Futures Limited 富昌期貨有限公司 RE 2 09 July 2015 04 September 2017
Fulbright Securities Limited 富昌證券有限公司 RE 1 09 July 2015 04 September 2017
Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司 RE 2 24 June 2015 03 July 2015
Chief Securities Limited 致富證券有限公司 RE 1 11 December 2014 01 May 2015