SFC Licences of SUN Jia 孫佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 24 April 2015 | 01 November 2015 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 24 April 2015 | 01 November 2015 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 25 February 2015 | 23 April 2015 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 25 February 2015 | 23 April 2015 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 15 December 2014 | 23 February 2015 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 15 December 2014 | 23 February 2015 |