SFC Licences of SHI Dai 時代
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | 6 | 29 December 2021 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RE | 1 | 13 December 2021 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RE | 6 | 19 November 2021 | 29 December 2021 |
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | 1 | 09 March 2021 | 09 September 2021 |
| Mont Avenir Capital Limited 未來金融有限公司 |
RE | 1 | 26 May 2020 | 09 March 2021 |
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | 6 | 03 March 2020 | 26 October 2021 |
| Mont Avenir Capital Limited 未來金融有限公司 |
RE | 6 | 06 August 2019 | 03 March 2020 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 1, 6 | 12 February 2015 | 02 May 2019 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RE | 6 | 11 December 2014 | 17 January 2015 |