SFC Licences of SHI Dai 時代

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
RO 6 29 December 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
RE 1 13 December 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
RE 6 19 November 2021 29 December 2021
Mont Avenir Capital Limited 未來金融有限公司
RO 1 09 March 2021 09 September 2021
Mont Avenir Capital Limited 未來金融有限公司
RE 1 26 May 2020 09 March 2021
Mont Avenir Capital Limited 未來金融有限公司
RO 6 03 March 2020 26 October 2021
Mont Avenir Capital Limited 未來金融有限公司
RE 6 06 August 2019 03 March 2020
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 12 February 2015 02 May 2019
BOCI Asia Limited 中銀國際亞洲有限公司
RE 6 11 December 2014 17 January 2015