SFC Licences of LI Shuonan 李碩楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Roofer Asset Management Limited 路華資產管理有限公司 RE 9 03 January 2024
Roofer Securities Limited 路華證券有限公司 RE 4 03 January 2024
Roofer Securities Limited 路華證券有限公司 RE 1 03 January 2024
Victory Securities Company Limited 勝利證券有限公司 RE 1 22 June 2022 05 August 2022
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 12 May 2021 19 January 2022
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 16 May 2019 06 December 2019
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 16 May 2019 06 December 2019
CMBC Securities Company Limited 民銀證券有限公司 RE 1 12 November 2018 15 April 2019
CMBC International Capital Limited 民銀資本有限公司 RE 6 01 June 2018 15 April 2019
CMBC International Capital Limited 民銀資本有限公司 RE 1 10 May 2018 26 September 2018
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 22 December 2014 15 April 2018