SFC Licences of LI Shuonan 李碩楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Roofer Asset Management Limited 路華資產管理有限公司 | RE | 9 | 03 January 2024 | |
Roofer Securities Limited 路華證券有限公司 | RE | 4 | 03 January 2024 | |
Roofer Securities Limited 路華證券有限公司 | RE | 1 | 03 January 2024 | |
Victory Securities Company Limited 勝利證券有限公司 | RE | 1 | 22 June 2022 | 05 August 2022 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 12 May 2021 | 19 January 2022 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 16 May 2019 | 06 December 2019 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 16 May 2019 | 06 December 2019 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 12 November 2018 | 15 April 2019 |
CMBC International Capital Limited 民銀資本有限公司 | RE | 6 | 01 June 2018 | 15 April 2019 |
CMBC International Capital Limited 民銀資本有限公司 | RE | 1 | 10 May 2018 | 26 September 2018 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 22 December 2014 | 15 April 2018 |