SFC Licences of LIN Cong 林聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 23 February 2023 | |
China Everbright Capital Limited 中國光大融資有限公司 | RE | 1 | 23 February 2023 | |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 27 October 2022 | 11 December 2022 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 27 September 2016 | 11 December 2022 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 6 | 14 January 2015 | 27 August 2016 |