SFC Licences of PEIGNEUX LOJO Guillermo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 16 January 2020 | 21 January 2020 |
UBS Securities Asia Limited | RE | 4 | 14 January 2019 | 17 January 2019 |
UBS Securities Asia Limited | RE | 4 | 10 January 2018 | 16 January 2018 |
UBS Securities Asia Limited | RE | 4 | 25 October 2016 | 27 October 2016 |
UBS Securities Asia Limited | RE | 4 | 24 September 2015 | 30 September 2015 |
UBS Securities Asia Limited | RE | 4 | 13 January 2015 | 18 January 2015 |