SFC Licences of SHAM Ka Lok 岑嘉諾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 9 | 10 October 2019 | 24 April 2020 |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 4 | 10 October 2019 | 24 April 2020 |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 2 | 10 October 2019 | 24 April 2020 |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 1 | 10 October 2019 | 24 April 2020 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 22 December 2014 | 14 December 2016 |