SFC Licences of LEE Yan Chi 李欣慈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 | RE | 1 | 27 July 2022 | 09 February 2024 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 11 March 2020 | 17 June 2022 |
Black Marble Securities Limited 貝格隆証券有限公司 | RE | 1 | 06 October 2015 | 18 February 2020 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 22 December 2014 | 13 September 2015 |