SFC Licences of SHEN Chen 沈琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 9 | 19 March 2020 | |
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 4 | 16 March 2020 | |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 22 December 2014 | 20 January 2020 |