SFC Licences of TANG Zhenyi 唐臻怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | 1, 4 | 02 May 2018 | 01 March 2019 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RO | 4, 6 | 10 January 2018 | 01 March 2019 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1, 4 | 01 March 2017 | 02 May 2018 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 01 March 2017 | 10 January 2018 |