SFC Licences of TANG Zhenyi 唐臻怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RO 4 02 May 2018 01 March 2019
CLSA Limited 中信里昂證券有限公司 RO 1 02 May 2018 01 March 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RO 6 10 January 2018 01 March 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RO 4 10 January 2018 01 March 2019
CLSA Limited 中信里昂證券有限公司 RE 4 01 March 2017 02 May 2018
CLSA Limited 中信里昂證券有限公司 RE 1 01 March 2017 02 May 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 01 March 2017 10 January 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 01 March 2017 10 January 2018