SFC Licences of TANG Zhenyi 唐臻怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RO 1, 4 02 May 2018 01 March 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 10 January 2018 01 March 2019
CLSA Limited 中信里昂證券有限公司
RE 1, 4 01 March 2017 02 May 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 01 March 2017 10 January 2018