SFC Licences of TANG Ka Yin 鄧嘉燕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 03 February 2023
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 11 January 2023
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 11 January 2023
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 23 December 2014 14 March 2020
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 23 December 2014 14 March 2020