SFC Licences of TANG Ka Yin 鄧嘉燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 03 February 2023 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 11 January 2023 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 11 January 2023 | |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 23 December 2014 | 14 March 2020 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 23 December 2014 | 14 March 2020 |