SFC Licences of TSUI Yuk Ming 徐鈺明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 14 July 2022 | |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 14 July 2022 | |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 14 July 2022 | |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 | RE | 1 | 14 July 2022 | |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 14 July 2022 | |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 11 July 2019 | 29 October 2021 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 11 July 2019 | 29 October 2021 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 31 December 2014 | 21 June 2019 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 31 December 2014 | 21 June 2019 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 31 December 2014 | 21 June 2019 |