SFC Licences of LIU Sandra Siu Ching 廖小靖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MCM Investment Partners Limited (trading as MCM Investment Partners) (以曼睿資管名義經營業務) | RE | 9 | 02 December 2020 | |
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 4 | 02 December 2020 | |
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 1 | 02 December 2020 | |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 9 | 02 July 2015 | 13 April 2017 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 30 December 2014 | 13 April 2017 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 30 December 2014 | 13 April 2017 |