SFC Licences of GAO Tengzhe 高藤哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fosun International Securities Limited 復星國際證券有限公司 | RE | 4 | 13 June 2018 | |
Fosun International Securities Limited 復星國際證券有限公司 | RE | 1 | 13 June 2018 | |
Leading Securities Company Limited 立鼎證券有限公司 | RE | 9 | 24 April 2018 | 16 May 2018 |
Leading Securities Company Limited 立鼎證券有限公司 | RE | 4 | 24 April 2018 | 16 May 2018 |
Leading Securities Company Limited 立鼎證券有限公司 | RE | 1 | 24 April 2018 | 16 May 2018 |
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 24 June 2015 | 27 April 2017 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 24 June 2015 | 27 April 2017 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 07 January 2015 | 18 May 2015 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 07 January 2015 | 18 May 2015 |