SFC Licences of GAO Tengzhe 高藤哲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fosun International Securities Limited 復星國際證券有限公司 RE 4 13 June 2018
Fosun International Securities Limited 復星國際證券有限公司 RE 1 13 June 2018
Leading Securities Company Limited 立鼎證券有限公司 RE 9 24 April 2018 16 May 2018
Leading Securities Company Limited 立鼎證券有限公司 RE 4 24 April 2018 16 May 2018
Leading Securities Company Limited 立鼎證券有限公司 RE 1 24 April 2018 16 May 2018
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 24 June 2015 27 April 2017
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 24 June 2015 27 April 2017
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 07 January 2015 18 May 2015
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 07 January 2015 18 May 2015