SFC Licences of TSANG Carolyn Tin Wei 曾天惠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 07 May 2018 | 10 August 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 07 May 2018 | 10 August 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 07 May 2018 | 10 August 2023 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 04 May 2015 | 12 April 2018 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 04 May 2015 | 12 April 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 04 May 2015 | 12 April 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 06 January 2015 | 12 April 2018 |