SFC Licences of POULIOT Stefan Andre 包成輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MCM Investment Partners Limited (trading as MCM Investment Partners) (以曼睿資管名義經營業務) | RE | 9 | 13 April 2023 | |
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 4 | 13 April 2023 | |
Excelsior Capital Asia (HK) Limited 溢盛亞洲投資管理有限公司 | RE | 9 | 26 November 2021 | 16 February 2023 |
Excelsior Capital Asia (HK) Limited 溢盛亞洲投資管理有限公司 | RE | 4 | 26 November 2021 | 16 February 2023 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 13 December 2016 | 01 April 2018 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 13 December 2016 | 01 April 2018 |
Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 21 January 2015 | 30 November 2016 |