SFC Licences of LUO Peng 羅鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 | RE | 1 | 22 June 2022 | |
| CITIC Futures International Company Limited 中信期貨國際有限公司 | RO | 2 | 21 March 2017 | |
| CITIC Futures International Company Limited 中信期貨國際有限公司 | RE | 2 | 27 January 2016 | 21 March 2017 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 19 January 2015 | 31 December 2015 |