SFC Licences of XIAO Dongyuan, Sofia 肖冬媛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| West Bull Securities Limited 西牛證券有限公司 | RE | 4 | 21 March 2024 | |
| West Bull Securities Limited 西牛證券有限公司 | RE | 1 | 21 March 2024 | |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 4 | 02 August 2021 | 28 December 2023 |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 02 August 2021 | 28 December 2023 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 07 August 2018 | 04 July 2021 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 15 September 2017 | 04 July 2021 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 29 March 2016 | 11 August 2017 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 06 March 2015 | 19 March 2016 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 13 January 2015 | 28 February 2015 |