SFC Licences of LIU Jieni 劉洁妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 24 August 2017 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 24 August 2017 | |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 23 April 2015 | 11 July 2017 |
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 10 February 2015 | 11 July 2017 |