SFC Licences of LIU Jieni 劉洁妮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RE 6 24 August 2017
CMB International Capital Limited 招銀國際融資有限公司 RE 1 24 August 2017
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 23 April 2015 11 July 2017
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 10 February 2015 11 July 2017