SFC Licences of WILLIS Benjamin Adam

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 5 31 March 2020
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 4 31 March 2020
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 2 31 March 2020
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 1 31 March 2020
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 11 February 2020 31 March 2020
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 11 February 2020 31 March 2020
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 11 February 2020 31 March 2020
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 11 February 2020 31 March 2020
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 26 June 2017 01 June 2018
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 26 June 2017 01 June 2018
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 25 May 2017 01 August 2017
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 25 May 2017 01 August 2017
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 15 January 2015 01 June 2018
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 15 January 2015 01 June 2018