SFC Licences of LEE-TONG Chi Wai, Georgette 唐李之慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nuveen Hong Kong Limited | RE | 4 | 09 December 2019 | |
Nuveen Hong Kong Limited | RE | 1 | 09 December 2019 | |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 4 | 13 September 2017 | 25 October 2019 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 13 September 2017 | 25 October 2019 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 20 January 2015 | 10 March 2017 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 20 January 2015 | 10 March 2017 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 20 January 2015 | 31 August 2015 |