SFC Licences of CHAN Su-Li 陳淑麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 09 September 2021 | 13 July 2022 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 30 July 2021 | 26 April 2023 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 30 July 2021 | 26 April 2023 |
| UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 22 April 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 22 April 2021 |
| UBS Securities Asia Limited | RE | 2 | 20 January 2015 | 22 April 2021 |
| UBS Securities Asia Limited | RE | 1 | 20 January 2015 | 22 April 2021 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 20 January 2015 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 20 January 2015 | 18 December 2016 |