SFC Licences of TAN Jie-Li Brina 陳潔麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 29 January 2021 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 29 January 2021 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 29 January 2021 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 29 January 2021 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 18 January 2021 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 29 May 2017 | 21 December 2020 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 04 July 2016 | 09 March 2017 |
| UBS Securities Hong Kong Limited | RE | 1 | 20 January 2015 | 16 January 2016 |
| UBS Securities Hong Kong Limited | RE | 7 | 20 January 2015 | 16 January 2016 |
| UBS Securities Asia Limited | RE | 1 | 20 January 2015 | 16 January 2016 |
| UBS Securities Asia Limited | RE | 2 | 20 January 2015 | 16 January 2016 |