SFC Licences of WANG Daoheng 王道恒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 27 September 2023 | |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 27 September 2023 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 16 November 2020 | 04 August 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 16 November 2020 | 04 August 2023 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 19 January 2015 | 31 July 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 19 January 2015 | 31 July 2017 |