SFC Licences of SHI Shuncheng 施順成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rofllex Capital Limited RO 9 10 December 2021
Rofllex Capital Limited RO 4 10 December 2021
A-JEX International Asset Management Limited 愛建國際資產管理有限公司 RO 9 29 October 2019 09 April 2021
A-JEX International Asset Management Limited 愛建國際資產管理有限公司 RO 4 29 October 2019 09 April 2021
A-JEX International Asset Management Limited 愛建國際資產管理有限公司 RO 1 29 October 2019 09 April 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 9 19 December 2018 19 September 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 19 December 2018 19 September 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 19 December 2018 19 September 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 9 19 December 2017 19 December 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 19 December 2017 19 December 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 19 December 2017 19 December 2018
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 1 25 June 2015 27 November 2017
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 4 22 January 2015 27 November 2017
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 9 22 January 2015 27 November 2017