SFC Licences of YANG Zijiang 楊子江
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 23 October 2017 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 October 2017 | |
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 24 August 2017 |
UBS Securities Hong Kong Limited | RE | 6 | 26 November 2015 | 18 December 2016 |
Lazard Asia (Hong Kong) Limited | RE | 1 | 16 February 2015 | 17 October 2015 |
Lazard Asia (Hong Kong) Limited | RE | 4 | 16 February 2015 | 17 October 2015 |
Lazard Asia (Hong Kong) Limited | RE | 6 | 16 February 2015 | 17 October 2015 |