SFC Licences of YE Zhuoying Susie 葉卓縈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
RiverCircle Investments Limited 合河投資有限公司	RE	9	27 March 2024
RiverCircle Investments Limited 合河投資有限公司	RE	4	27 March 2024
VMS Asset Management Limited 鼎珮資產管理有限公司	RE	9	05 July 2022	03 February 2024
VMS Asset Management Limited 鼎珮資產管理有限公司	RE	4	05 July 2022	03 February 2024
VMS Securities Limited 鼎珮證券有限公司	RE	1	28 May 2021	03 February 2024
VMS Securities Limited 鼎珮證券有限公司	RE	6	28 May 2021	04 July 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	6	07 December 2020	14 April 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	07 December 2020	14 April 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	6	15 May 2019	11 November 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	15 May 2019	11 November 2019
Fosun International Securities Limited 復星國際證券有限公司	RE	6	13 August 2018	26 April 2019
Fosun International Securities Limited 復星國際證券有限公司	RE	1	25 June 2018	26 April 2019
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	07 December 2015	07 June 2018
Oriental Patron Securities Limited 東英亞洲證券有限公司	RE	1	19 January 2015	29 November 2015