SFC Licences of CHAN Yu Cheung 陳宇翔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 22 March 2021 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 March 2021 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 05 March 2018 | 09 March 2021 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 09 February 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 January 2015 | 02 October 2017 |