SFC Licences of GUO Ying 郭瀅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Chiyu Asset Management Limited 集友資產管理有限公司	RO	9	17 January 2023
Chiyu Asset Management Limited 集友資產管理有限公司	RE	9	05 January 2023	17 January 2023
Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司	RO	9	28 February 2018	31 December 2022
Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司	RO	4	28 February 2018	31 December 2022
Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司	RE	9	18 January 2017	28 February 2018
Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司	RE	4	18 January 2017	28 February 2018
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RE	2	16 September 2015	04 November 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	4	22 January 2015	04 November 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	22 January 2015	04 November 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	3	22 January 2015	23 May 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	2	22 January 2015	09 September 2015